03/02/2020
CURIA - Documents
any system for blocking or filtering peer-to-peer traffic would necessarily require general surveillance of all the
communications passing through its network.
Lastly, Scarlet considered that the installation of a filtering system would be in breach of the provisions of
European Union law on the protection of personal data and the secrecy of communications, since such filtering
involves the processing of IP addresses, which are personal data.
In that context, the referring court took the view that, before ascertaining whether a mechanism for filtering and
blocking peer-to-peer files existed and could be effective, it had to be satisfied that the obligations liable to be
imposed on Scarlet were in accordance with European Union law.
In those circumstances, the cour d’appel de Bruxelles decided to stay the proceedings and to refer the following
questions to the Court for a preliminary ruling:
Do Directives 2001/29 and 2004/48, in conjunction with Directives 95/46, 2000/31 and 2002/58, construed in
particular in the light of Articles 8 and 10 of the European Convention on the Protection of Human Rights and
Fundamental Freedoms, permit Member States to authorise a national court, before which substantive proceedings
have been brought and on the basis merely of a statutory provision stating that: ‘They [the national courts] may
also issue an injunction against intermediaries whose services are used by a third party to infringe a copyright or
related right’, to order an [ISP] to install, for all its customers, in abstracto and as a preventive measure,
exclusively at the cost of that ISP and for an unlimited period, a system for filtering all electronic communications,
both incoming and outgoing, passing via its services, in particular those involving the use of peer-to-peer software,
in order to identify on its network the movement of electronic files containing a musical, cinematographic or audiovisual work in respect of which the applicant claims to hold rights, and subsequently to block the transfer of such
files, either at the point at which they are requested or at which they are sent?
If the answer to the [first] question … is in the affirmative, do those directives require a national court, called upon
to give a ruling on an application for an injunction against an intermediary whose services are used by a third party
to infringe a copyright, to apply the principle of proportionality when deciding on the effectiveness and dissuasive
effect of the measure sought?’
Consideration of the questions referred
By its questions, the referring court asks, in essence, whether Directives 2000/31, 2001/29, 2004/48, 95/46 and
2002/58, read together and construed in the light of the requirements stemming from the protection of the
applicable fundamental rights, must be interpreted as precluding an injunction imposed on an ISP to introduce a
system for filtering
all electronic communications passing via its services, in particular those involving the use of peer-to-peer
software;
which applies indiscriminately to all its customers;
as a preventive measure;
exclusively at its expense; and
for an unlimited period,
which is capable of identifying on that provider’s network the movement of electronic files containing a musical,
cinematographic or audio-visual work in respect of which the applicant claims to hold intellectual property rights,
with a view to blocking the transfer of files the sharing of which infringes copyright (‘the contested filtering
system’).
In that regard, it should first be recalled that, under Article 8(3) of Directive 2001/29 and the third sentence of
Article 11 of Directive 2004/48, holders of intellectual property rights may apply for an injunction against
intermediaries, such as ISPs, whose services are being used by a third party to infringe their rights.
Next, it follows from the Court’s case-law that the jurisdiction conferred on national courts, in accordance with
those provisions, must allow them to order those intermediaries to take measures aimed not only at bringing to an
end infringements already committed against intellectual-property rights using their information-society services,
but also at preventing further infringements (see, to that effect, Case C‑324/09 L’Oréal and Others [2011] ECR
I‑0000, paragraph 131).
Lastly, it follows from that same case-law that the rules for the operation of the injunctions for which the Member
States must provide under Article 8(3) of Directive 2001/29 and the third sentence of Article 11 of Directive
2004/48, such as those relating to the conditions to be met and to the procedure to be followed, are a matter for
national law (see, mutatis mutandis, L’Oréal and Others, paragraph 135).
That being so, those national rules, and likewise their application by the national courts, must observe the
limitations arising from Directives 2001/29 and 2004/48 and from the sources of law to which those directives refer
(see, to that effect, L’Oréal and Others, paragraph 138).
Thus, in accordance with recital 16 in the preamble to Directive 2001/29 and Article 2(3)(a) of Directive 2004/48,
those rules laid down by the Member States may not affect the provisions of Directive 2000/31 and, more
specifically, Articles 12 to 15 thereof.
Consequently, those rules must, in particular, respect Article 15(1) of Directive 2000/31, which prohibits national
authorities from adopting measures which would require an ISP to carry out general monitoring of the information
that it transmits on its network.
In that regard, the Court has already ruled that that prohibition applies in particular to national measures which
would require an intermediary provider, such as an ISP, to actively monitor all the data of each of its customers in
order to prevent any future infringement of intellectual-property rights. Furthermore, such a general monitoring
obligation would be incompatible with Article 3 of Directive 2004/48, which states that the measures referred to by
the directive must be fair and proportionate and must not be excessively costly (see L’Oréal and Others, paragraph
139).
In those circumstances, it is necessary to examine whether the injunction at issue in the main proceedings, which
would require the ISP to install the contested filtering system, would oblige it, as part of that system, to actively
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