03/02/2020
CURIA - Documents
with provisions of EU law is inherent in the existence of the rule of law (see, to this effect, judgments in Les Verts v
Parliament, 294/83, EU:C:1986:166, paragraph 23; Johnston, 222/84, EU:C:1986:206, paragraphs 18 and 19;
Heylens and Others, 222/86, EU:C:1987:442, paragraph 14; and UGT-Rioja and Others, C‑428/06 to C‑434/06,
EU:C:2008:488, paragraph 80).
As has been found in particular in paragraphs 71, 73 and 74 of the present judgment, in order for the Commission
to adopt a decision pursuant to Article 25(6) of Directive 95/46, it must find, duly stating reasons, that the third
country concerned in fact ensures, by reason of its domestic law or its international commitments, a level of
protection of fundamental rights essentially equivalent to that guaranteed in the EU legal order, a level that is
apparent in particular from the preceding paragraphs of the present judgment.
However, the Commission did not state, in Decision 2000/520, that the United States in fact ‘ensures’ an adequate
level of protection by reason of its domestic law or its international commitments.
Consequently, without there being any need to examine the content of the safe harbour principles, it is to be
concluded that Article 1 of Decision 2000/520 fails to comply with the requirements laid down in Article 25(6) of
Directive 95/46, read in the light of the Charter, and that it is accordingly invalid.
Article 3 of Decision 2000/520
It is apparent from the considerations set out in paragraphs 53, 57 and 63 of the present judgment that, under
Article 28 of Directive 95/46, read in the light in particular of Article 8 of the Charter, the national supervisory
authorities must be able to examine, with complete independence, any claim concerning the protection of a
person’s rights and freedoms in regard to the processing of personal data relating to him. That is in particular the
case where, in bringing such a claim, that person raises questions regarding the compatibility of a Commission
decision adopted pursuant to Article 25(6) of that directive with the protection of the privacy and of the
fundamental rights and freedoms of individuals.
However, the first subparagraph of Article 3(1) of Decision 2000/520 lays down specific rules regarding the powers
available to the national supervisory authorities in the light of a Commission finding relating to an adequate level of
protection, within the meaning of Article 25 of Directive 95/46.
Under that provision, the national supervisory authorities may, ‘[w]ithout prejudice to their powers to take action
to ensure compliance with national provisions adopted pursuant to provisions other than Article 25 of Directive
[95/46], … suspend data flows to an organisation that has self-certified its adherence to the [principles of Decision
2000/520]’, under restrictive conditions establishing a high threshold for intervention. Whilst that provision is
without prejudice to the powers of those authorities to take action to ensure compliance with national provisions
adopted pursuant to Directive 95/46, it excludes, on the other hand, the possibility of them taking action to ensure
compliance with Article 25 of that directive.
The first subparagraph of Article 3(1) of Decision 2000/520 must therefore be understood as denying the national
supervisory authorities the powers which they derive from Article 28 of Directive 95/46, where a person, in bringing
a claim under that provision, puts forward matters that may call into question whether a Commission decision that
has found, on the basis of Article 25(6) of the directive, that a third country ensures an adequate level of protection
is compatible with the protection of the privacy and of the fundamental rights and freedoms of individuals.
The implementing power granted by the EU legislature to the Commission in Article 25(6) of Directive 95/46 does
not confer upon it competence to restrict the national supervisory authorities’ powers referred to in the previous
paragraph of the present judgment.
That being so, it must be held that, in adopting Article 3 of Decision 2000/520, the Commission exceeded the
power which is conferred upon it in Article 25(6) of Directive 95/46, read in the light of the Charter, and that
Article 3 of the decision is therefore invalid.
As Articles 1 and 3 of Decision 2000/520 are inseparable from Articles 2 and 4 of that decision and the annexes
thereto, their invalidity affects the validity of the decision in its entirety.
Having regard to all the foregoing considerations, it is to be concluded that Decision 2000/520 is invalid.
Costs
Since these proceedings are, for the parties to the main proceedings, a step in the action pending before the
referring court, the decision on costs is a matter for that court. Costs incurred in submitting observations to the
Court, other than the costs of those parties, are not recoverable.
On those grounds, the Court (Grand Chamber) hereby rules:
Article 25(6) of Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995
on the protection of individuals with regard to the processing of personal data and on the free
movement of such data as amended by Regulation (EC) No 1882/2003 of the European Parliament and
of the Council of 29 September 2003, read in the light of Articles 7, 8 and 47 of the Charter of
Fundamental Rights of the European Union, must be interpreted as meaning that a decision adopted
pursuant to that provision, such as Commission Decision 2000/520/EC of 26 July 2000 pursuant to
Directive 95/46 on the adequacy of the protection provided by the safe harbour privacy principles and
related frequently asked questions issued by the US Department of Commerce, by which the European
Commission finds that a third country ensures an adequate level of protection, does not prevent a
supervisory authority of a Member State, within the meaning of Article 28 of that directive as amended,
from examining the claim of a person concerning the protection of his rights and freedoms in regard to
the processing of personal data relating to him which has been transferred from a Member State to that
third country when that person contends that the law and practices in force in the third country do not
ensure an adequate level of protection.
Decision 2000/520 is invalid.
[Signatures]
* Language of the case: English.
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