03/02/2020
CURIA - Documents
bound by the Community finding to the contrary contained in [Decision 2000/520] having regard to Article 7,
Article 8 and Article 47 of [the Charter], the provisions of Article 25(6) of Directive [95/46] notwithstanding?
Or, alternatively, may and/or must the office holder conduct his or her own investigation of the matter in the light
of factual developments in the meantime since that Commission decision was first published?’
Consideration of the questions referred
By its questions, which it is appropriate to examine together, the referring court asks, in essence, whether and to
what extent Article 25(6) of Directive 95/46, read in the light of Articles 7, 8 and 47 of the Charter, must be
interpreted as meaning that a decision adopted pursuant to that provision, such as Decision 2000/520, by which
the Commission finds that a third country ensures an adequate level of protection, prevents a supervisory authority
of a Member State, within the meaning of Article 28 of that directive, from being able to examine the claim of a
person concerning the protection of his rights and freedoms in regard to the processing of personal data relating to
him which has been transferred from a Member State to that third country when that person contends that the law
and practices in force in the third country do not ensure an adequate level of protection.
The powers of the national supervisory authorities, within the meaning of Article 28 of Directive 95/46, when the
Commission has adopted a decision pursuant to Article 25(6) of that directive
It should be recalled first of all that the provisions of Directive 95/46, inasmuch as they govern the processing of
personal data liable to infringe fundamental freedoms, in particular the right to respect for private life, must
necessarily be interpreted in the light of the fundamental rights guaranteed by the Charter (see judgments in
Österreichischer Rundfunk and Others, C‑465/00, C‑138/01 and C‑139/01, EU:C:2003:294, paragraph 68; Google
Spain and Google, C‑131/12, EU:C:2014:317, paragraph 68; and Ryneš, C‑212/13, EU:C:2014:2428,
paragraph 29).
It is apparent from Article 1 of Directive 95/46 and recitals 2 and 10 in its preamble that that directive seeks to
ensure not only effective and complete protection of the fundamental rights and freedoms of natural persons, in
particular the fundamental right to respect for private life with regard to the processing of personal data, but also a
high level of protection of those fundamental rights and freedoms. The importance of both the fundamental right to
respect for private life, guaranteed by Article 7 of the Charter, and the fundamental right to the protection of
personal data, guaranteed by Article 8 thereof, is, moreover, emphasised in the case-law of the Court (see
judgments in Rijkeboer, C‑553/07, EU:C:2009:293, paragraph 47; Digital Rights Ireland and Others, C‑293/12 and
C‑594/12, EU:C:2014:238, paragraph 53; and Google Spain and Google, C‑131/12, EU:C:2014:317, paragraphs,
53, 66, 74 and the case-law cited).
As regards the powers available to the national supervisory authorities in respect of transfers of personal data to
third countries, it should be noted that Article 28(1) of Directive 95/46 requires Member States to set up one or
more public authorities responsible for monitoring, with complete independence, compliance with EU rules on the
protection of individuals with regard to the processing of such data. In addition, that requirement derives from the
primary law of the European Union, in particular Article 8(3) of the Charter and Article 16(2) TFEU (see, to this
effect, judgments in Commission v Austria, C‑614/10, EU:C:2012:631, paragraph 36, and Commission v Hungary,
C‑288/12, EU:C:2014:237, paragraph 47).
The guarantee of the independence of national supervisory authorities is intended to ensure the effectiveness and
reliability of the monitoring of compliance with the provisions concerning protection of individuals with regard to the
processing of personal data and must be interpreted in the light of that aim. It was established in order to
strengthen the protection of individuals and bodies affected by the decisions of those authorities. The establishment
in Member States of independent supervisory authorities is therefore, as stated in recital 62 in the preamble to
Directive 95/46, an essential component of the protection of individuals with regard to the processing of personal
data (see judgments in Commission v Germany, C‑518/07, EU:C:2010:125, paragraph 25, and Commission v
Hungary, C‑288/12, EU:C:2014:237, paragraph 48 and the case-law cited).
In order to guarantee that protection, the national supervisory authorities must, in particular, ensure a fair balance
between, on the one hand, observance of the fundamental right to privacy and, on the other hand, the interests
requiring free movement of personal data (see, to this effect, judgments in Commission v Germany, C‑518/07,
EU:C:2010:125, paragraph 24, and Commission v Hungary, C‑288/12, EU:C:2014:237, paragraph 51).
The national supervisory authorities have a wide range of powers for that purpose. Those powers, listed on a nonexhaustive basis in Article 28(3) of Directive 95/46, constitute necessary means to perform their duties, as stated
in recital 63 in the preamble to the directive. Thus, those authorities possess, in particular, investigative powers,
such as the power to collect all the information necessary for the performance of their supervisory duties, effective
powers of intervention, such as that of imposing a temporary or definitive ban on processing of data, and the power
to engage in legal proceedings.
It is, admittedly, apparent from Article 28(1) and (6) of Directive 95/46 that the powers of the national
supervisory authorities concern processing of personal data carried out on the territory of their own Member State,
so that they do not have powers on the basis of Article 28 in respect of processing of such data carried out in a
third country.
However, the operation consisting in having personal data transferred from a Member State to a third country
constitutes, in itself, processing of personal data within the meaning of Article 2(b) of Directive 95/46 (see, to this
effect, judgment in Parliament v Council and Commission, C‑317/04 and C‑318/04, EU:C:2006:346, paragraph 56)
carried out in a Member State. That provision defines ‘processing of personal data’ as ‘any operation or set of
operations which is performed upon personal data, whether or not by automatic means’ and mentions, by way of
example, ‘disclosure by transmission, dissemination or otherwise making available’.
Recital 60 in the preamble to Directive 95/46 states that transfers of personal data to third countries may be
effected only in full compliance with the provisions adopted by the Member States pursuant to the directive. In that
regard, Chapter IV of the directive, in which Articles 25 and 26 appear, has set up a regime intended to ensure that
the Member States oversee transfers of personal data to third countries. That regime is complementary to the
curia.europa.eu/juris/document/document.jsf;jsessionid=9ea7d2dc30dd5b610279af57461688cfc1d680446584.e34KaxiLc3qMb40Rch0SaxuRbN90?text=&doc…
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