03/02/2020
CURIA - Documents
In order to ensure, in practice, that those conditions are fully respected, it is essential that access of the
competent national authorities to retained data should, as a general rule, except in cases of validly established
urgency, be subject to a prior review carried out either by a court or by an independent administrative body, and
that the decision of that court or body should be made following a reasoned request by those authorities submitted,
inter alia, within the framework of procedures for the prevention, detection or prosecution of crime (see, by
analogy, in relation to Directive 2006/24, the Digital Rights judgment, paragraph 62; see also, by analogy, in
relation to Article 8 of the ECHR, ECtHR, 12 January 2016, Szabó and Vissy v. Hungary,
CE:ECHR:2016:0112JUD003713814, §§ 77 and 80).
Likewise, the competent national authorities to whom access to the retained data has been granted must notify the
persons affected, under the applicable national procedures, as soon as that notification is no longer liable to
jeopardise the investigations being undertaken by those authorities. That notification is, in fact, necessary to enable
the persons affected to exercise, inter alia, their right to a legal remedy, expressly provided for in Article 15(2) of
Directive 2002/58, read together with Article 22 of Directive 95/46, where their rights have been infringed (see, by
analogy, judgments of 7 May 2009, Rijkeboer, C‑553/07, EU:C:2009:293, paragraph 52, and of 6 October 2015,
Schrems, C‑362/14, EU:C:2015:650, paragraph 95).
With respect to the rules relating to the security and protection of data retained by providers of electronic
communications services, it must be noted that Article 15(1) of Directive 2002/58 does not allow Member States to
derogate from Article 4(1) and Article 4(1a) of that directive. Those provisions require those providers to take
appropriate technical and organisational measures to ensure the effective protection of retained data against risks
of misuse and against any unlawful access to that data. Given the quantity of retained data, the sensitivity of that
data and the risk of unlawful access to it, the providers of electronic communications services must, in order to
ensure the full integrity and confidentiality of that data, guarantee a particularly high level of protection and
security by means of appropriate technical and organisational measures. In particular, the national legislation must
make provision for the data to be retained within the European Union and for the irreversible destruction of the
data at the end of the data retention period (see, by analogy, in relation to Directive 2006/24, the Digital Rights
judgment, paragraphs 66 to 68).
In any event, the Member States must ensure review, by an independent authority, of compliance with the level of
protection guaranteed by EU law with respect to the protection of individuals in relation to the processing of
personal data, that control being expressly required by Article 8(3) of the Charter and constituting, in accordance
with the Court’s settled case-law, an essential element of respect for the protection of individuals in relation to the
processing of personal data. If that were not so, persons whose personal data was retained would be deprived of
the right, guaranteed in Article 8(1) and (3) of the Charter, to lodge with the national supervisory authorities a
claim seeking the protection of their data (see, to that effect, the Digital Rights judgment, paragraph 68, and the
judgment of 6 October 2015, Schrems, C‑362/14, EU:C:2015:650, paragraphs 41 and 58).
It is the task of the referring courts to determine whether and to what extent the national legislation at issue in the
main proceedings satisfies the requirements stemming from Article 15(1) of Directive 2002/58, read in the light of
Articles 7, 8 and 11 and Article 52(1) of the Charter, as set out in paragraphs 115 to 123 of this judgment, with
respect to both the access of the competent national authorities to the retained data and the protection and level of
security of that data.
Having regard to all of the foregoing, the answer to the second question in Case C‑203/15 and to the first question
in Case C‑698/15 is that Article 15(1) of Directive 2002/58, read in the light of Articles 7, 8 and 11 and
Article 52(1) of the Charter, must be interpreted as precluding national legislation governing the protection and
security of traffic and location data and, in particular, access of the competent national authorities to the retained
data, where the objective pursued by that access, in the context of fighting crime, is not restricted solely to fighting
serious crime, where access is not subject to prior review by a court or an independent administrative authority,
and where there is no requirement that the data concerned should be retained within the European Union.
The second question in Case C‑698/15
By the second question in Case C‑698/15, the Court of Appeal (England & Wales) (Civil Division) seeks in essence
to ascertain whether, in the Digital Rights judgment, the Court interpreted Articles 7 and/or 8 of the Charter in such
a way as to expand the scope conferred on Article 8 ECHR by the European Court of Human Rights.
As a preliminary point, it should be recalled that, whilst, as Article 6(3) TEU confirms, fundamental rights
recognised by the ECHR constitute general principles of EU law, the ECHR does not constitute, as long as the
European Union has not acceded to it, a legal instrument which has been formally incorporated into EU law (see, to
that effect, judgment of 15 February 2016, N., C‑601/15 PPU, EU:C:2016:84, paragraph 45 and the case-law
cited).
Accordingly, the interpretation of Directive 2002/58, which is at issue in this case, must be undertaken solely in
the light of the fundamental rights guaranteed by the Charter (see, to that effect, judgment of 15 February 2016,
N., C‑601/15 PPU, EU:C:2016:84, paragraph 46 and the case-law cited).
Further, it must be borne in mind that the explanation on Article 52 of the Charter indicates that paragraph 3 of
that article is intended to ensure the necessary consistency between the Charter and the ECHR, ‘without thereby
adversely affecting the autonomy of Union law and … that of the Court of Justice of the European Union’ (judgment
of 15 February 2016, N., C‑601/15 PPU, EU:C:2016:84, paragraph 47). In particular, as expressly stated in the
second sentence of Article 52(3) of the Charter, the first sentence of Article 52(3) does not preclude Union law from
providing protection that is more extensive then the ECHR. It should be added, finally, that Article 8 of the Charter
concerns a fundamental right which is distinct from that enshrined in Article 7 of the Charter and which has no
equivalent in the ECHR.
However, in accordance with the Court’s settled case-law, the justification for making a request for a preliminary
ruling is not for advisory opinions to be delivered on general or hypothetical questions, but rather that it is
necessary for the effective resolution of a dispute concerning EU law (see, to that effect, judgments of 24 April
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