03/02/2020
CURIA - Documents
general regime set up by Chapter II of the directive laying down the general rules on the lawfulness of the
processing of personal data (see, to this effect, judgment in Lindqvist, C‑101/01, EU:C:2003:596, paragraph 63).
As, in accordance with Article 8(3) of the Charter and Article 28 of Directive 95/46, the national supervisory
authorities are responsible for monitoring compliance with the EU rules concerning the protection of individuals with
regard to the processing of personal data, each of them is therefore vested with the power to check whether a
transfer of personal data from its own Member State to a third country complies with the requirements laid down by
Directive 95/46.
Whilst acknowledging, in recital 56 in its preamble, that transfers of personal data from the Member States to third
countries are necessary for the expansion of international trade, Directive 95/46 lays down as a principle, in
Article 25(1), that such transfers may take place only if the third country ensures an adequate level of protection.
Furthermore, recital 57 states that transfers of personal data to third countries not ensuring an adequate level of
protection must be prohibited.
In order to control transfers of personal data to third countries according to the level of protection accorded to it in
each of those countries, Article 25 of Directive 95/46 imposes a series of obligations on the Member States and the
Commission. It is apparent, in particular, from that article that the finding that a third country does or does not
ensure an adequate level of protection may, as the Advocate General has observed in point 86 of his Opinion, be
made either by the Member States or by the Commission.
The Commission may adopt, on the basis of Article 25(6) of Directive 95/46, a decision finding that a third country
ensures an adequate level of protection. In accordance with the second subparagraph of that provision, such a
decision is addressed to the Member States, who must take the measures necessary to comply with it. Pursuant to
the fourth paragraph of Article 288 TFEU, it is binding on all the Member States to which it is addressed and is
therefore binding on all their organs (see, to this effect, judgments in Albako Margarinefabrik, 249/85,
EU:C:1987:245, paragraph 17, and Mediaset, C‑69/13, EU:C:2014:71, paragraph 23) in so far as it has the effect
of authorising transfers of personal data from the Member States to the third country covered by it.
Thus, until such time as the Commission decision is declared invalid by the Court, the Member States and their
organs, which include their independent supervisory authorities, admittedly cannot adopt measures contrary to that
decision, such as acts intended to determine with binding effect that the third country covered by it does not
ensure an adequate level of protection. Measures of the EU institutions are in principle presumed to be lawful and
accordingly produce legal effects until such time as they are withdrawn, annulled in an action for annulment or
declared invalid following a reference for a preliminary ruling or a plea of illegality (judgment in Commission v
Greece, C‑475/01, EU:C:2004:585, paragraph 18 and the case-law cited).
However, a Commission decision adopted pursuant to Article 25(6) of Directive 95/46, such as Decision 2000/520,
cannot prevent persons whose personal data has been or could be transferred to a third country from lodging with
the national supervisory authorities a claim, within the meaning of Article 28(4) of that directive, concerning the
protection of their rights and freedoms in regard to the processing of that data. Likewise, as the Advocate General
has observed in particular in points 61, 93 and 116 of his Opinion, a decision of that nature cannot eliminate or
reduce the powers expressly accorded to the national supervisory authorities by Article 8(3) of the Charter and
Article 28 of the directive.
Neither Article 8(3) of the Charter nor Article 28 of Directive 95/46 excludes from the national supervisory
authorities’ sphere of competence the oversight of transfers of personal data to third countries which have been the
subject of a Commission decision pursuant to Article 25(6) of Directive 95/46.
In particular, the first subparagraph of Article 28(4) of Directive 95/46, under which the national supervisory
authorities are to hear ‘claims lodged by any person … concerning the protection of his rights and freedoms in
regard to the processing of personal data’, does not provide for any exception in this regard where the Commission
has adopted a decision pursuant to Article 25(6) of that directive.
Furthermore, it would be contrary to the system set up by Directive 95/46 and to the objective of Articles 25 and
28 thereof for a Commission decision adopted pursuant to Article 25(6) to have the effect of preventing a national
supervisory authority from examining a person’s claim concerning the protection of his rights and freedoms in
regard to the processing of his personal data which has been or could be transferred from a Member State to the
third country covered by that decision.
On the contrary, Article 28 of Directive 95/46 applies, by its very nature, to any processing of personal data. Thus,
even if the Commission has adopted a decision pursuant to Article 25(6) of that directive, the national supervisory
authorities, when hearing a claim lodged by a person concerning the protection of his rights and freedoms in regard
to the processing of personal data relating to him, must be able to examine, with complete independence, whether
the transfer of that data complies with the requirements laid down by the directive.
If that were not so, persons whose personal data has been or could be transferred to the third country concerned
would be denied the right, guaranteed by Article 8(1) and (3) of the Charter, to lodge with the national supervisory
authorities a claim for the purpose of protecting their fundamental rights (see, by analogy, judgment in Digital
Rights Ireland and Others, C‑293/12 and C‑594/12, EU:C:2014:238, paragraph 68).
A claim, within the meaning of Article 28(4) of Directive 95/46, by which a person whose personal data has been
or could be transferred to a third country contends, as in the main proceedings, that, notwithstanding what the
Commission has found in a decision adopted pursuant to Article 25(6) of that directive, the law and practices of
that country do not ensure an adequate level of protection must be understood as concerning, in essence, whether
that decision is compatible with the protection of the privacy and of the fundamental rights and freedoms of
individuals.
In this connection, the Court’s settled case-law should be recalled according to which the European Union is a
union based on the rule of law in which all acts of its institutions are subject to review of their compatibility with, in
particular, the Treaties, general principles of law and fundamental rights (see, to this effect, judgments in
Commission and Others v Kadi, C‑584/10 P, C‑593/10 P and C‑595/10 P, EU:C:2013:518, paragraph 66; Inuit
curia.europa.eu/juris/document/document.jsf;jsessionid=9ea7d2dc30dd5b610279af57461688cfc1d680446584.e34KaxiLc3qMb40Rch0SaxuRbN90?text=&do…
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